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AP

Andrea C. Puerta Carreno

AP FINANCIAL CONTINGENCY GROUP
Sunrise, FL
Some features on this profile are disabled
CRD#: 5952797
AP

Professional summary

Andrea Carolina Puerta Carreno, who also goes by Andrea Krefft, Andrea C Puerta, Andrea C. Puerta, Andrea Carolina Puerta, Andrea Puerta, Andrea C Puerta Carreno, Andrea C. Puerta Carreno, Andrea C. Puerta Krefft, is a registered financial advisor currently at AP FINANCIAL CONTINGENCY GROUP INC located in Sunrise, Florida.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Andrea has worked at 5 firms and has passed the Series 65, Series 6TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrea Krefft | Andrea C Puerta | Andrea C. Puerta | Andrea Carolina Puerta | Andrea Puerta | Andrea C Puerta Carreno | Andrea C. Puerta Carreno | Andrea C. Puerta Krefft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Andrea Carolina Puerta Carreno is a licensed insurance agent. Name of outside business: ASH Brokerage; Is the business investment related: Yes; Location of the business: 888 S Harrison St #900 Fort Wayne, IN 46802; Description of the business: Insurance; Position Title: Agent; Responsibilities Duties: Meeting with clients to determine what type of life or disability insurance is right for them; Start date with business: 2020-11-12; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 15; Andrea Carolina Puerta Carreno is a part-time piano instructor at Music Academy Carreno. The business is not investment related. This is a family owned business. She spends one day a week on this activity. Name of outside business: AP Rabbit Hole LLC.; Is the business investment related: No; Location of the business: 3161 NW 126th Terrace Sunrise FLORIDA 33323 United States; Description of the business: Andrea Carolina Puerta Carreno owns a company called "AP Rabbit Hole LLC" where she helps clients to managed & market their business. She is also compensated for this activity. Position Title: Owner; Responsibilities Duties: Help clients to managed & market their business.; Start date with business: 2023-02-16; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 25. Andrea Carolina Puerta Carreno since 05/01/2023 is a Florida Real Estate Sales Associate. Affiliated with the firm Realtors Canvas Real Estate. She is also compensated for this activity. This is not investment related. She spends 2 times per month in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Carolina Puerta Carreno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 26, 2020 - Present

AP FINANCIAL CONTINGENCY GROUP INC

RIA
CRD#: 310670
Sunrise, FL
Past

January 31, 2019 - August 26, 2020

PFS INVESTMENTS INC.

BD
CRD#: 10111
MIRAMAR, FL
Past

April 26, 2018 - May 10, 2018

MIURA CAPITAL, LLC

BD
CRD#: 146193
MIAMI, FL
Past

February 21, 2014 - September 4, 2014

OSAIC SERVICES, INC.

BD
CRD#: 133763
PALM BEACH GARDENS, FL
Past

December 14, 2011 - November 1, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
PLANTATION, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/26/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/7/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/14/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/23/2018
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AF
AP FINANCIAL CONTINGENCY GROUP INC
A P - FINANCIAL CONTINGENCY GROUP CORP. | AP FINANCIAL CONTINGENCY GROUP INC

CRD#: 310670 / SEC#:

Florida
Registered Investment Advisory firm - (10/26/2020 Approved)
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Contact information

Main Address
Sunrise, FL
Mailing Address
Phone number
(954) 804-0124
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts3
AUM (Assets Under Management)$ 36,449

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AP FINANCIAL CONTINGENCY GROUP INC

CRD#: 310670Sunrise, FL

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