Andrea C. Puerta Carreno
Professional summary
Andrea Carolina Puerta Carreno, who also goes by Andrea Krefft, Andrea C Puerta, Andrea C. Puerta, Andrea Carolina Puerta, Andrea Puerta, Andrea C Puerta Carreno, Andrea C. Puerta Carreno, Andrea C. Puerta Krefft, is a registered financial advisor currently at AP FINANCIAL CONTINGENCY GROUP INC located in Sunrise, Florida.
Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Andrea has worked at 5 firms and has passed the Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Carolina Puerta Carreno's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2020 - Present
AP FINANCIAL CONTINGENCY GROUP INC
January 31, 2019 - August 26, 2020
PFS INVESTMENTS INC.
April 26, 2018 - May 10, 2018
MIURA CAPITAL, LLC
February 21, 2014 - September 4, 2014
OSAIC SERVICES, INC.
December 14, 2011 - November 1, 2013
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/26/2020)
Exams
Series 6TO
Date: 3/14/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AP FINANCIAL CONTINGENCY GROUP INC
CRD#: 310670 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 36,449 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
