RS
Ryan J. Sherer
EMERSON EQUITY LLC
Reno, NV 89503
Some features on this profile are disabled
CRD#: 5952617
RS
Professional summary
Ryan Jonathan Sherer is a registered financial advisor currently at EMERSON EQUITY LLC located in Reno, Nevada.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ryan has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)-THE SHERER GROUP, LLC-INVESTMENT RELATED, 2 N SANTA CRUZ AVE., STE 201 LOS GATOS, CA 95030, DBA FOR SECURITIES RELATED BUSINESS AS WELL AS LIFE INSURANCE AND FIXED ANNUITIES SALES AND SERVICE; 40 HOURS PER WEEK, 6.5 HRS DAILY DURING SECURITIES TRADING HOURS, 02/2014 2)-ACCESS CAPITAL GROUP LLC -INVESTMENT RELATED, 2 N SANTA CRUZ AVE., STE 201 LOS GATOS CA 95030, WHOLESALING FOR SELECT SPONSORS - MANAGING PARTNER -10 HRS MONTHLY - 5 HRS DURING SECURITIES TRADING HRS, 08/2019 3)-WSU PULLMAN, LLC-INVESTMENT RELATED, 155 BOVET ROAD STE 725, SAN MATEO, CA 94402, REAL ESTATE FINANCE, MANAGING MEMBER, MANAGEMENT, 10 HOURS MONTHLY WITH 10 HOURS MONTHLY DURING SECURITIES TRADING HOURS, 08/2023
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Jonathan Sherer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Jonathan Sherer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2019 - Present
EMERSON EQUITY LLC
Office #1: 335 West 1st Street, Reno, NV 89503Office #2: 2 N Santa Cruz Ave. Suite 201, Los Gatos, CA 95030RIA
BD
CRD#: 130032
Reno, NV
Current
April 15, 2019 - Present
EMERSON EQUITY LLC
Office #1: 335 West 1st Street, Reno, NV 89503Office #2: 2 N Santa Cruz Ave. Suite 201, Los Gatos, CA 95030RIA
BD
CRD#: 130032
Reno, NV
Past
June 23, 2015 - April 15, 2019
SANDLAPPER SECURITIES, LLC
BD
CRD#: 137906
Los Gatos, CA
Past
June 19, 2015 - April 15, 2019
COLONY PARK FINANCIAL SERVICES LLC.
RIA
CRD#: 41534
SAN JOSE, CA
Past
February 2, 2015 - June 19, 2015
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
FRESNO, CA
Past
February 2, 2015 - June 19, 2015
SCF SECURITIES, INC.
BD
CRD#: 47275
San Jose, CA
Past
February 10, 2014 - February 6, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
SAN JOSE, CA
Past
February 7, 2014 - February 6, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
SAN JOSE, CA
Past
February 8, 2013 - February 5, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN JOSE, CA
Past
January 31, 2013 - February 5, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN JOSE, CA
Past
November 27, 2012 - January 4, 2013
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
SAN JOSE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/1/2021)
RR
Arizona(4/18/2019)
RR
California(4/15/2019)
IAR
California(4/15/2019)
RR
Colorado(4/16/2019)
RR
Connecticut(7/21/2022)
RR
Florida(4/15/2019)
RR
Georgia(4/27/2021)
RR
Hawaii(6/11/2021)
RR
Idaho(4/13/2021)
RR
Illinois(4/18/2019)
RR
Indiana(4/18/2019)
RR
Kansas(4/18/2019)
RR
Louisiana(6/18/2021)
RR
Massachusetts(4/18/2019)
RR
Minnesota(4/18/2019)
RR
Missouri(4/18/2019)
RR
Nevada(4/15/2019)
RR
New Jersey(4/18/2019)
RR
New York(4/18/2019)
RR
North Carolina(8/15/2025)
RR
Oregon(4/18/2019)
RR
Pennsylvania(4/18/2019)
RR
South Carolina(4/15/2019)
RR
Tennessee(6/4/2025)
RR
Texas(4/18/2019)
IAR
Texas(4/18/2019)
RR
Virginia(7/19/2021)
RR
Washington(4/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
