Thomas R. Atkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Ray Atkins II, who also goes by Thomas Ray Atkins, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2011. Thomas had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2015 - July 2, 2015
HATTERAS INVESTMENT PARTNERS, LP
March 3, 2015 - July 2, 2015
HATTERAS CAPITAL DISTRIBUTORS, LLC
April 9, 2013 - February 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
April 9, 2013 - February 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 13, 2012 - July 2, 2012
WADDELL & REED
February 13, 2012 - July 2, 2012
WADDELL & REED
August 25, 2011 - November 14, 2011
EDWARD JONES
Primary Firm SEC Registration
HATTERAS INVESTMENT PARTNERS, LP
CRD#: 170628 / SEC#: 801-79326
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HATTERAS INVESTMENT PARTNERS, LP
CRD#: 170628 / SEC#: 801-79326
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 187,768,848 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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