Amber M. Amidon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber M Amidon, who also goes by Amber M Amidon, Amber Marie Amidon, Amber M Withers, was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2012. Amber had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2025 - June 29, 2026
PRINCIPAL FUNDS DISTRIBUTOR, INC.
July 29, 2025 - June 29, 2026
PRINCIPAL SECURITIES, INC.
July 10, 2025 - July 24, 2025
PRINCIPAL ASSET MANAGEMENT
July 10, 2025 - August 22, 2025
PRINCIPAL FUNDS DISTRIBUTOR, INC.
July 9, 2025 - June 29, 2026
PRINCIPAL SECURITIES, INC.
June 27, 2018 - June 13, 2025
PARK AVENUE SECURITIES LLC
June 26, 2018 - June 13, 2025
PARK AVENUE SECURITIES LLC
January 8, 2016 - June 13, 2018
CADARET, GRANT & CO., INC.
January 8, 2016 - June 13, 2018
CADARET, GRANT & CO., INC.
January 22, 2015 - January 8, 2016
M&T SECURITIES, INC.
March 26, 2012 - January 8, 2016
M&T SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261 / SEC#: , 8-50200
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | |
| BERG, JOHN THOMAS | DIRECTOR | 7973551 |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 |
| HILL, TIMOTHY ALLEN | NATIONAL SALES MANAGER/DIRECTOR | 2317289 |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 |
| STOCKMAN, MICHELLE RENEE | CHIEF COMPLIANCE OFFICER | 5010490 |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
