Jamie Nguyen
Professional summary
Jamie Nguyen is a registered financial professional currently at BTIG, LLC located in Dallas, Texas.
Jamie is registered as a RR (Registered Representative) and started their career in finance in 2011. Jamie has worked at 3 firms and has passed the Series 63, SIE, Series 7TO, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jamie Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2022 - Present
BTIG, LLC
Office #1: 200 Crescent Court Suite 225, Dallas, TX 75201September 2, 2016 - August 2, 2018
CHARLES SCHWAB & CO., INC.
September 12, 2011 - July 26, 2016
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/12/2022
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Company Information
BTIG, LLC
CRD#: 122225Dallas, TX 75201TRUST BUT VERIFY
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