Brandon T. Byrd

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CRD#: 5952228

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brandon Tyler Byrd, who also goes by Brandon T Byrd, was a registered financial professional .

Brandon is a previously registered financial professional and started their career in finance in 2011. Brandon had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brandon T Byrd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 4, 2022 - July 25, 2022

RBF WEALTH ADVISORS

RIA

CRD#: 104771

ST. LOUIS, MO

Past

July 22, 2021 - September 16, 2021

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

July 21, 2021 - September 16, 2021

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

Lake St Louis, MO

Past

May 24, 2021 - May 28, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

KANSAS CITY, MO

Past

May 24, 2021 - May 28, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

KANSAS CITY, MO

Past

June 3, 2016 - April 22, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SAINT LOUIS, MO

Past

February 17, 2016 - April 22, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAINT LOUIS, MO

Past

January 5, 2012 - June 20, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

O'FALLON, MO

Past

November 4, 2011 - June 20, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

O'FALLON, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBF WEALTH ADVISORS

LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS

CRD#: 104771 / SEC#: 801-20351

RIA

Registered Investment Advisory firm - (3/1/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2016

General Securities Representative Examination

Current Firm

RBF WEALTH ADVISORS

LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS

CRD#: 104771 / SEC#: 801-20351

RIA

Registered Investment Advisory firm - (3/1/1984 Approved)

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Contact information

Main Address

680 Craig Road Suite 201, St. Louis, MO 63141

Mailing Address

Phone number

(314) 997-1652

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/10/2025)

FORM ADV PART 2A APPENDIX (WRAP PROGRAM BROCHURE) (2/10/2025)

Regulatory assets under management

Total Number of Accounts	2,255
AUM (Assets Under Management)	$ 647,718,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon T. Byrd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

FIRST HEARTLAND CONSULTANTS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

RBF WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2016

Current Firm

RBF WEALTH ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RBF WEALTH ADVISORS

TRUST BUT VERIFY

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