James J. Dicicco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Dicicco JR. was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2018. James had worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2018 - November 19, 2021
LIBUCKI & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 2/16/2018
Assistant Representative-Order Processing Qualification ExamCurrent Firm
LIBUCKI & CO., LLC
CRD#: 123066 / SEC#: , 8-65563
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIBUCKI, DEBORAH ANN | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | |
| DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI | MEMBER | |
| DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI | MEMBER | |
| CHIAVERELLI, ANTHONY THOMAS | CFO/FINOP | 2322324 |
| HENGY, JOHN JOSEPH | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI | 7699510 |
| HENGY, JOHN JOSEPH | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI | 7699510 |
| LIBUCKI, EDWARD JOSEPH JR. | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI | 5077707 |
| LIBUCKI, EDWARD JOSEPH JR. | TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI | 5077707 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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