LG
Lee G. Gibson
CETERA INVESTMENT ADVISERS LLC
SPRING, TX 77379
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CRD#: 5951783
LG
Professional summary
Lee Gregory Gibson, who also goes by Lee G Gibson, Lee Gibson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spring, Texas and CETERA WEALTH SERVICES, LLC located in Spring, Texas.
Lee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Lee has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lee G Gibson | Lee Gibson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) STRATEGIC FINANCIAL ADVISORS; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Securities and Investments; Investment Adviser Representative; Start Date 05/2016; 168 hour per month with most 168 hours per month occurring during trading hours; Provide investment advice, financial planning and investment products. >> (dba) STRATEGIC FINANCIAL ADVISORS; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Financial and Insurance Services; Agent/Financial Adviser; Start Date 05/2016; 40 hours per month with 30 hours per month during trading; Find, advise and deliver to clients the beneficial financial products and services which enhance their goals and objectives whether that be Medicare Supplement plans, Medicare Advantage, Dental, Vision, Long Term Care, Life, Disability, or Fixed Annuity. >> LEE GIBSON - INSURANCE SALES; Investment Related; 21025 Spring Brook Plaza Drive, Spring, TX 77379; Service of previously sold annuity insurance products; Agent; Start 08/2016; 10 hours per month with those 10 hours being during trading hours; Annuities sold with previous insurance carrier appointments. >> LEE & CATHY GIBSON; Investment Related; Montgomery, TX 77356; Land Resale; Owner; Start Date 06/2018; 1 hour per month with no hours during trading hours; Maintain records and decide when to list land for sale, pay the property taxes. On occasion other immediate family members may assist and/or participate in the development process. >> LEE GIBSON: Non-Investment Related; Montgomery, TX; Other; Owner; Start Date 01/2024; 1 hour or less per month with that 1 hour or less not occuring during trading hours; Commission compensation agreement to allow manufacture and sales of proprietary design and trademark product.
CRS (Client Relationship Summary) - RIA
Click below to view Lee Gregory Gibson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 21025 Spring Brook Plaza Drive, Spring, TX 77379RIA
CRD#: 105644
SPRING, TX
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 21025 Spring Brook Plaza Drive, Spring, TX 77379BD
CRD#: 13572
Spring, TX
Past
February 14, 2013 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Spring, TX
Past
February 14, 2013 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Spring, TX
Past
October 5, 2011 - September 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
THE WOODLANDS, TX
Past
August 29, 2011 - September 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(2/20/2025)
IAR
Texas(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Spring, TX 77379TRUST BUT VERIFY
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