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Eric W. Mccall

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CRD#: 5951560
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric William Mccall, who also goes by Eric W Mccall, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2011. Eric had worked at 4 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eric W Mccall

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 28, 2013 - May 19, 2016

SANDIFER WEALTH MANAGEMENT, INC.

RIA
CRD#: 166948
MOBILE, AL
Past

October 29, 2012 - May 3, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
MOBILE, AL
Past

October 26, 2012 - July 1, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
MOBILE, AL
Past

October 27, 2011 - September 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MOBILE, AL
Past

August 26, 2011 - September 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MOBILE, AL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/24/2011
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


SW
SANDIFER WEALTH MANAGEMENT, INC.
J. E. SANDIFER FINANCIAL CONSULTANTS, INC. | SANDIFER WEALTH MANAGEMENT, INC. | SANDIFER & ASSOCIATES | J.E. SANDIFER CONSULTANTS, INC.

CRD#: 166948 / SEC#: 801-79414

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Contact information


Main Address
3615 Old Shell Road, Mobile, AL 36608
Mailing Address
Phone number
(251) 340-1984
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Part 2 Brochures

SANDIFER WEALTH MANAGEMENT, INC. FORM ADV BROCHURE (3/6/2023)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SANDIFER WEALTH MANAGEMENT, INC.

CRD#: 166948

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