LC
Lisa Cannistraci
NATIONWIDE SECURITIES
Mount Joy, PA
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CRD#: 5951332
LC
Professional summary
Lisa Cannistraci, who also goes by Lisa Deprima, is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Mount Joy, Pennsylvania.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Lisa has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Deprima
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
--Position: Administration Company/Employer: Worth Ave Group Location: Gahanna, OH Start Date: 05/01/20215 Hours Devoted Monthly: 15 Hours During Trading Hours: 0 Investment Related: No
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Cannistraci's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lisa Cannistraci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2023 - Present
NATIONWIDE SECURITIES, LLC
RIA
BD
CRD#: 11173
Mount Joy, PA
Current
December 1, 2023 - Present
NATIONWIDE SECURITIES, LLC
RIA
BD
CRD#: 11173
Mount Joy, PA
Past
October 3, 2023 - October 31, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Wilmington, DE
Past
May 17, 2018 - December 31, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Wilmington, DE
Past
December 20, 2017 - October 31, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Westerville, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2023)
RR
Alaska(12/1/2023)
RR
Arizona(12/1/2023)
RR
Arkansas(12/1/2023)
RR
California(12/1/2023)
RR
Colorado(12/1/2023)
RR
Connecticut(12/1/2023)
RR
Delaware(12/1/2023)
RR
District of Columbia(12/1/2023)
RR
Florida(12/1/2023)
RR
Georgia(12/1/2023)
RR
Hawaii(12/1/2023)
RR
Idaho(12/1/2023)
RR
Illinois(12/1/2023)
RR
Indiana(12/1/2023)
RR
Iowa(12/1/2023)
RR
Kansas(12/1/2023)
RR
Kentucky(12/1/2023)
RR
Louisiana(12/1/2023)
RR
Maine(12/1/2023)
RR
Maryland(12/1/2023)
RR
Massachusetts(12/1/2023)
RR
Michigan(12/1/2023)
RR
Minnesota(12/1/2023)
RR
Mississippi(12/1/2023)
RR
Missouri(12/1/2023)
RR
Montana(12/1/2023)
RR
Nebraska(12/1/2023)
RR
Nevada(12/1/2023)
RR
New Hampshire(12/1/2023)
RR
New Jersey(12/1/2023)
RR
New Mexico(12/1/2023)
RR
New York(12/1/2023)
RR
North Carolina(12/1/2023)
RR
North Dakota(12/1/2023)
RR
Ohio(12/2/2023)
IAR
Ohio(12/2/2023)
RR
Oklahoma(12/1/2023)
RR
Oregon(12/1/2023)
RR
Pennsylvania(12/1/2023)
RR
Rhode Island(12/1/2023)
RR
South Carolina(12/1/2023)
RR
South Dakota(12/1/2023)
RR
Tennessee(12/1/2023)
RR
Texas(12/1/2023)
RR
Utah(12/1/2023)
RR
Vermont(12/1/2023)
RR
Virginia(12/1/2023)
RR
Washington(12/1/2023)
RR
West Virginia(12/1/2023)
RR
Wisconsin(12/1/2023)
RR
Wyoming(12/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
(888) 753-7364
Established
Delaware since 10/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
