Nicholas J. Schneider

ANEW ADVISORS

Wauwatosa, WI 53222

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CRD#: 5951113

Professional summary

Nicholas John Schneider, who also goes by Nick John Schneider, is a registered financial advisor currently at ANEW ADVISORS, LLC located in Wauwatosa, Wisconsin.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nicholas has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick John Schneider

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) West De Pere Wrestling Club; Not investment related; Located in De Pere Wisconsin; Board position at booster club; ~8 hours/month, 100 hours/year; No hours during securities trading hours; (2) Nick is independent insurance licensed; Not-investment related; 11220 W. Burleigh St. Suite 100, Wauwatosa, WI. 53222; Nick may offer insurance products and receive customary fees as a result of insurance sales; Independent insurance licensed agent/broker; Independent insurance licensed agent/broker; 10 hours/month; 2 hours during securities trading hours; Nick may offer insurance products and receive customary fees as a result of insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Schneider's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2021 - Present

ANEW ADVISORS, LLC

Office #1: 11220 W Burleigh St Suite 100, Wauwatosa, WI 53222

RIA

CRD#: 316462

Wauwatosa, WI

Past

February 27, 2018 - February 28, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

MEQUON, WI

Past

February 26, 2018 - February 28, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

February 26, 2018 - October 1, 2021

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

WHITEFISH BAY, WI

Past

February 26, 2018 - February 28, 2018

TD AMERITRADE, INC.

CRD#: 7870

MEQUON, WI

Past

February 26, 2018 - October 1, 2021

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

WHITEFISH BAY, WI

Past

January 25, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

November 11, 2016 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

BROOKFIELD, WI

Past

August 8, 2016 - December 12, 2016

NICOLET WEALTH MANAGEMENT

RIA

CRD#: 283940

GREEN BAY, WI

Past

May 18, 2016 - October 31, 2016

SII INVESTMENTS, INC.

RIA

CRD#: 2225

GREEN BAY, WI

Past

May 18, 2016 - October 31, 2016

SII INVESTMENTS, INC.

CRD#: 2225

GREEN BAY, WI

Past

October 6, 2014 - May 20, 2016

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

GREEN BAY, WI

Past

April 28, 2014 - May 20, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

GREEN BAY, WI

Past

June 14, 2012 - February 20, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

APPLETON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/29/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/13/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANEW ADVISORS, LLC

ANEW ADVISORS | ANEW ADVISORS, LLC

CRD#: 316462 / SEC#: 801-126049

RIA

Registered Investment Advisory firm - (6/6/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (5/20/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11220 W Burleigh St Suite 100, Wauwatosa, WI 53222

Mailing Address

Phone number

(414) 704-2875

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	271
AUM (Assets Under Management)	$ 67,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas J. Schneider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Schneider's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

INDEPENDENT FINANCIAL GROUP, LLC

TD AMERITRADE, INC.

INDEPENDENT FINANCIAL GROUP, LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

NICOLET WEALTH MANAGEMENT

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2014

Series 63

Date: 6/29/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2014

Series 6

Date: 6/13/2012

Current Firm

ANEW ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANEW ADVISORS, LLC

TRUST BUT VERIFY

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