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MD

Mithila J. Desai

CRUX CAPITAL SECURITIES
BROOKLYN, NY 11205
Some features on this profile are disabled
CRD#: 5950919
MD

Professional summary

Mithila J Desai, who also goes by Mithila Desai, Tara Desai, is a registered financial professional currently at CRUX CAPITAL SECURITIES, LLC located in Brooklyn, New York.

Mithila is registered as a RR (Registered Representative) and started their career in finance in 2011. Mithila has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mithila Desai | Tara Desai

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mithila J Desai's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2025 - Present

CRUX CAPITAL SECURITIES, LLC

Office #1: 19 Morris Avenue, Brooklyn, NY 11205
BD
CRD#: 336464
BROOKLYN, NY
Past

September 20, 2018 - July 18, 2023

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
New York, NY
Past

August 30, 2011 - August 28, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/26/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/14/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CRUX CAPITAL SECURITIES, LLC
CRUX CAPITAL SECURITIES, LLC

CRD#: 336464 / SEC#: , 8-71382

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
19 Morris Avenue, Brooklyn, NY 11205
Mailing Address
19 Morris Avenue, Brooklyn, NY 11205
Phone number
(347) 525-5779
Established
Delaware since 04/28/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRUX CAPITAL SECURITIES HOLDINGS, LLCSOLE MEMBER
BROWN, SCOTT LESLIEFINOP6694802
CHUNG MCLEAN, YONETTECEO4384662
NICKS, BRENT PATRICKCCO4067773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRUX CAPITAL SECURITIES, LLC

CRD#: 336464Brooklyn, NY 11205

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