Glen Cooper
Professional summary
Glen Cooper is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Glen is registered as a RR (Registered Representative) and started their career in finance in 2011. Glen has worked at 2 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glen Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2013 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 1501 Avenue Mcgill College Suite 3000, Montreal, Quebec, H3A 3M8September 14, 2011 - April 12, 2013
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2015)
(12/10/2013)
(1/17/2018)
(4/16/2013)
(3/30/2021)
Exams
Series 37
Date: 9/13/2011
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
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