MF
Mitchell Fee
T&T CAPITAL MANAGEMENT
Ladera Ranch, CA
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CRD#: 5950554
MF
Professional summary
Mitchell Fee is a registered financial advisor currently at T&T CAPITAL MANAGEMENT located in Ladera Ranch, California.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mitchell has worked at 2 firms and has passed the Series 65 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MARCH 2017: Independent Insurance Agent: Non-Investment related; Same as branch address; Provide access to insurance planning strategies; 30 hours per month primarily after market hours. 2. APRIL 2017: Three Lakes Advisors; Branch Manager / Associated Person of an Introducing Broker; Investment Related; 8 Stavely Ct, Ladera Ranch, CA 92694; 40 hours per month both during market and after market hours. Day to day operations, CTA selection process
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Fee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2017 - Present
T&T CAPITAL MANAGEMENT
RIA
CRD#: 158407
Ladera Ranch, CA
Past
June 23, 2015 - March 15, 2017
KINGSVIEW WEALTH MANAGEMENT, LLC
RIA
CRD#: 148107
LAGUNA BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
T&T CAPITAL MANAGEMENT
OPTIMITRADING.COM | TT CAPITAL MANAGEMENT LLC | TRAVIS, TIMOTHY PHILIP | TIM TRAVIS CAPITAL MANAGEMENT, LLC | T&T INVESTMENT MANAGEMENT, LLC | T&T CAPITAL MANAGEMENT | OPVEST WEALTH MANAGEMENT
CRD#: 158407 / SEC#: 801-129780
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Arizona
Registered Investment Advisory firm - (4/18/2024 Terminated)California
Registered Investment Advisory firm - (5/18/2024 Terminated)Florida
Registered Investment Advisory firm - (4/18/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/18/2024 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2019 Terminated)Louisiana
Registered Investment Advisory firm - (10/23/2018 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)New York
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/19/2024 Terminated)South Carolina
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/18/2024 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2024 Terminated)Washington
Registered Investment Advisory firm - (5/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/24/2017)
Exams
State Security Law Exam
Principal/Supervisory Exam
Current Firm
TC
T&T CAPITAL MANAGEMENT
OPTIMITRADING.COM | TT CAPITAL MANAGEMENT LLC | TRAVIS, TIMOTHY PHILIP | TIM TRAVIS CAPITAL MANAGEMENT, LLC | T&T INVESTMENT MANAGEMENT, LLC | T&T CAPITAL MANAGEMENT | OPVEST WEALTH MANAGEMENT
CRD#: 158407 / SEC#: 801-129780
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Arizona
Registered Investment Advisory firm - (4/18/2024 Terminated)California
Registered Investment Advisory firm - (5/18/2024 Terminated)Florida
Registered Investment Advisory firm - (4/18/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/18/2024 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2019 Terminated)Louisiana
Registered Investment Advisory firm - (10/23/2018 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)New York
Registered Investment Advisory firm - (4/18/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/19/2024 Terminated)South Carolina
Registered Investment Advisory firm - (4/18/2024 Terminated)Texas
Registered Investment Advisory firm - (4/18/2024 Terminated)Virginia
Registered Investment Advisory firm - (4/23/2024 Terminated)Washington
Registered Investment Advisory firm - (5/20/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Gilbert, AZ
Mailing Address
Phone number
(805) 886-8140
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 591 |
| AUM (Assets Under Management) | $ 163,239,813 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
