Ryan D. Wolfshorndl

FINANCIAL VISION LLC

Goleta, CA 93111

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CRD#: 5950446

Professional summary

Ryan Daniel Wolfshorndl, CFP® is a registered financial advisor currently at FINANCIAL VISION LLC located in Goleta, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Ryan has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANODOS ADVISORS, LLC IS INVESTMENT RELATED. 5290 Overpass Rd, SUITE 217, SANTA BARBRA, CA 93111. FINANCIAL CONSULTING FIRM. RYAN WOLFSHORNDL IS A PARTNER WITH A START DATE OF OCTOBER 2005. 136HR/MO. PORTFOLIO MANAGEMENT AND FINANCIAL PLANNING SERVICES WITH LIMITED DISCRETIONARY POWER. ANY COMPENSATION RECEIVED FOR SERVICES RENDERED WILL REMAIN SEPARATE FROM FINANCIAL VISION, LLC. IT IS BELIEVED THAT THIS AFFILIATION DOES NOT PRESENT A CONFLICT OF INTEREST FOR FINANCIAL VISION CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Daniel Wolfshorndl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 12, 2013 - Present

FINANCIAL VISION LLC

Office #1: 5290 Overpass Rd Suite 217, Goleta, CA 93111

RIA

CRD#: 123659

Goleta, CA

Past

July 5, 2011 - March 8, 2024

ANODOS ADVISORS, LLC

RIA

CRD#: 140825

GOLETA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FINANCIAL VISION LLC

DAVID YAGER | FINANCIAL VISION WEST | FINANCIAL VISION LLC

CRD#: 123659 / SEC#: 801-61578

RIA

Registered Investment Advisory firm - (3/24/2012 Terminated)

California

Registered Investment Advisory firm - (3/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5290 Overpass Rd Suite 217, Goleta, CA 93111

Mailing Address

Phone number

(805) 899-1245

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 74,098,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan D. Wolfshorndl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Daniel Wolfshorndl's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL VISION LLC

ANODOS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

FINANCIAL VISION LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL VISION LLC

TRUST BUT VERIFY

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