Woody Dorilus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Woody Dorilus was a registered financial professional .
Woody is a previously registered financial professional and started their career in finance in 2011. Woody had worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2020 - May 26, 2021
EASTGATE SECURITIES, LLC
February 10, 2020 - November 24, 2020
CBC SECURITIES, INC.
November 14, 2019 - March 9, 2020
JOSEPH STONE CAPITAL L.L.C.
October 29, 2019 - November 11, 2019
RICHARD JAMES & ASSOCIATES, INC.
February 26, 2013 - September 5, 2014
JOSEPH STONE CAPITAL L.L.C.
January 11, 2012 - February 26, 2013
FIRST MIDWEST SECURITIES, INC.
July 4, 2011 - February 26, 2013
FIRST MIDWEST SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/29/2024
General Securities Representative ExaminationCurrent Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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