Harris E. Kirschner

3RD CREEK INVESTMENTS

INCLINE VILLAGE, NV

CRD#: 5950419

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Professional summary

Harris Elliot Kirschner, who also goes by Stralety, Dave Straley, Straley, is a registered financial advisor currently at 3RD CREEK INVESTMENTS located in Incline Village, Nevada.

Harris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Harris has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stralety | Dave Straley | Straley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harris Elliot Kirschner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2012 - Present

3RD CREEK INVESTMENTS

RIA

CRD#: 115945

INCLINE VILLAGE, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

3RD CREEK INVESTMENTS

CRD#: 115945 / SEC#: 801-120802

RIA

Registered Investment Advisory firm - (4/15/2021 Approved)

Nevada

Registered Investment Advisory firm - (6/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/20/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(5/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2011

Uniform Investment Adviser Law Examination

Current Firm

3RD CREEK INVESTMENTS

CRD#: 115945 / SEC#: 801-120802

RIA

Registered Investment Advisory firm - (4/15/2021 Approved)

Nevada

Registered Investment Advisory firm - (6/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/20/2021 Terminated)

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Contact information

Main Address

Incline Village, NV

Mailing Address

Po Box 5406, Incline Village, NV 89450-5406

Phone number

(775) 832-9222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/23/2026)

Regulatory assets under management

Total Number of Accounts	436
AUM (Assets Under Management)	$ 204,947,847

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/29/2026	Cover Page	Report
11/18/2024	Cover Page	Report
01/31/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harris E. Kirschner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harris Elliot Kirschner's CRS (Customer Relationship Summary).

Certified licenses

Experience

3RD CREEK INVESTMENTS

Primary Firm SEC Registration

3RD CREEK INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2011

Current Firm

3RD CREEK INVESTMENTS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

3RD CREEK INVESTMENTS

TRUST BUT VERIFY

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