Ryan S. Berkeley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Sean Berkeley, AIF®, who also goes by Ryan Berkeley, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2011. Ryan had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2021 - July 9, 2024
S.E.E.D. PLANNING GROUP, LLC
June 25, 2013 - December 31, 2015
CETERA ADVISORS LLC
June 25, 2013 - August 1, 2016
CETERA ADVISORS LLC
July 11, 2012 - July 22, 2013
EQUITABLE ADVISORS, LLC
August 2, 2011 - July 22, 2013
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
S.E.E.D. PLANNING GROUP, LLC
CRD#: 188521 / SEC#: 801-91167
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S.E.E.D. PLANNING GROUP, LLC
CRD#: 188521 / SEC#: 801-91167
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,892 |
| AUM (Assets Under Management) | $ 490,907,135 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
