Nicholas H. Ryan
Professional summary
Nicholas Henry Ryan, CFP®, who also goes by Nick Henry Ryan, Nick Ryan, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Independence, Kentucky.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Henry Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
May 5, 2022 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
January 1, 2017 - May 5, 2022
FISHER INVESTMENTS
September 13, 2011 - October 12, 2016
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2023)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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