David M. Walsh
Professional summary
David Matthew Walsh, who also goes by David Walsh, was a registered financial professional .
David is registered as a RR (Registered Representative) and started their career in finance in 2011. David had worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2025 - Present
Office #1: 503 Broadway Ph, New York, NY 10012
September 28, 2018 - February 15, 2024
MORGAN STANLEY & CO. LLC
September 28, 2011 - September 17, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current firm
No current employment
Red Flags
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