Lucas J. Ruther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucas John Ruther, who also goes by Luke John Ruther, was a registered financial professional .
Lucas is a previously registered financial professional and started their career in finance in 2013. Lucas had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2018 - June 26, 2023
GLACIER INVESTMENT MANAGEMENT
July 24, 2013 - October 8, 2015
MUTUAL OF AMERICA SECURITIES LLC
July 24, 2013 - October 8, 2015
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
GLACIER INVESTMENT MANAGEMENT
CRD#: 289129 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 45,709,490 |
Red Flags
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