Krystle S. Mcentire

DUNCAN & HALEY, LTD.

Seattle, WA 98144

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CRD#: 5949317

Professional summary

Krystle Sumner Mcentire, who also goes by Krystle Lynn Sumner, is a registered financial advisor currently at DUNCAN & HALEY, LTD. located in Seattle, Washington.

Krystle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Krystle has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Krystle Lynn Sumner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystle Sumner Mcentire's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2024 - Present

DUNCAN & HALEY, LTD.

Office #1: 2753 S Washington Street, Seattle, WA 98144

RIA

CRD#: 109900

Seattle, WA

Past

May 1, 2019 - December 31, 2023

DUNCAN & HALEY, LTD.

RIA

CRD#: 109900

SEATTLE, WA

Past

February 5, 2019 - April 22, 2019

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

Past

June 14, 2016 - March 4, 2019

DUNCAN & HALEY, LTD.

RIA

CRD#: 109900

SEATTLE, WA

Past

September 19, 2011 - September 17, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SEATTLE, WA

Past

August 29, 2011 - September 17, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNCAN & HALEY, LTD.

DUNCAN & HALEY | DUNCAN & HALEY, LTD.

CRD#: 109900 / SEC#: 801-79706

RIA

Registered Investment Advisory firm - (5/20/2014 Approved)

Washington

Registered Investment Advisory firm - (9/15/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2011

General Securities Representative Examination

Current Firm

DUNCAN & HALEY, LTD.

DUNCAN & HALEY | DUNCAN & HALEY, LTD.

CRD#: 109900 / SEC#: 801-79706

RIA

Registered Investment Advisory firm - (5/20/2014 Approved)

Washington

Registered Investment Advisory firm - (9/15/2014 Terminated)

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Contact information

Main Address

2753 S Washington Street, Seattle, WA 98144

Mailing Address

Phone number

(206) 625-2658

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV II 2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 664,085,976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Krystle S. Mcentire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krystle Sumner Mcentire's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUNCAN & HALEY, LTD.

FISHER INVESTMENTS

DUNCAN & HALEY, LTD.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

DUNCAN & HALEY, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2011

SIE

Date: 9/17/2015

Series 7

Date: 8/26/2011

Current Firm

DUNCAN & HALEY, LTD.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNCAN & HALEY, LTD.

TRUST BUT VERIFY

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