Steven P. Leone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Patrick Leone was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2011. Steven had worked at 1 firm and has passed the Series 79 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2011 - February 7, 2012
BRONSON & CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRONSON & CO., LLC
CRD#: 45025 / SEC#: , 8-50933
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRONSON, STEVEN NATHAN | CEO, CHAIRMAN, PRESIDENT, CCO, GSP, FINOP, SROP | 1223717 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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