Lindsey R. Orth

PRASAD WEALTH PARTNERS

INDEPENDENCE, OH 44131

Some features on this profile are disabled

CRD#: 5949104

Professional summary

Lindsey R Orth, who also goes by Lindsey Rae Clifford, is a registered financial advisor currently at PRASAD WEALTH PARTNERS located in Independence, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Lindsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Lindsey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsey Rae Clifford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Prasad Wealth Partners, LLC. Investment related. At registered location. RIA. President. 9/5/2024. 160 hrs/month. 160 hrs during securites hrs. Wealth manager. 2) Fixed Insurance. Not investment related. At registered location. Fixed Insurance. Agent. 9/5/2024. 160 hrs/month. 160 hrs during securites hrs. Agent. 3) PKSF. Not investment related. At registered location. Fixed Insurance. Agent. 9/5/2024. 160 hrs/month. 160 hrs during securites hrs. Agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey R Orth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2024 - Present

PRASAD WEALTH PARTNERS

Office #1: 6050 Oak Tree Blvd. Suite 100, Independence, OH 44131

RIA

CRD#: 332507

INDEPENDENCE, OH

Current

October 18, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 6050 Oak Tree Blvd Suite 100, Independence, OH 44131

CRD#: 35747

ALBANY, NY

Past

April 22, 2024 - September 30, 2024

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Independence, OH

Past

August 2, 2013 - January 30, 2024

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

October 4, 2012 - June 19, 2013

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

September 14, 2011 - June 19, 2013

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRASAD WEALTH PARTNERS

PRASAD WEALTH PARTNERS | PRASAD WEALTH PARTNERS, LLC

CRD#: 332507 / SEC#: 801-130984

RIA

Registered Investment Advisory firm - (8/29/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/18/2024)

California
(10/18/2024)

Colorado
(10/18/2024)

Florida
(10/18/2024)

Illinois
(10/18/2024)

New York
(10/18/2024)

North Carolina
(10/18/2024)

IAR

Ohio
(9/6/2024)

Ohio
(10/18/2024)

Pennsylvania
(10/18/2024)

Tennessee
(10/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/20/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/13/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PRASAD WEALTH PARTNERS

PRASAD WEALTH PARTNERS | PRASAD WEALTH PARTNERS, LLC

CRD#: 332507 / SEC#: 801-130984

RIA

Registered Investment Advisory firm - (8/29/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6050 Oak Tree Blvd. Suite 100, Independence, OH 44131

Mailing Address

Phone number

(216) 313-9999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRASAD WEALTH PARTNERS ADV PART 2A 03-26-2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,869
AUM (Assets Under Management)	$ 485,982,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

Andrew Crock

STRATEGIC ADVISERS LLC

IAR

NORTH OLMSTED, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lindsey R. Orth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey R Orth's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

REGULUS FINANCIAL GROUP, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

PRASAD WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2024

Series 63

Date: 4/16/2012

SIE

Date: 10/1/2018

Series 31

Date: 4/20/2012

Series 7

Date: 9/13/2011

FINRA

Current Firm

PRASAD WEALTH PARTNERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRASAD WEALTH PARTNERS

TRUST BUT VERIFY

Similar Advisors