Charles V. Shinneman

SHINNEMAN WEALTH GROUP

Northbrook, IL 60062

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CRD#: 5949039

Professional summary

Charles Victor Shinneman, who also goes by Charlie Shinneman, is a registered financial advisor currently at SHINNEMAN WEALTH GROUP located in Northbrook, Illinois.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Charles has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Shinneman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2017-Present: Insurance agent/Not investment Related/Skokie, IL/Insurance sales via unaffiliated issuers/Involves 40% time each month, including during traditional business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Victor Shinneman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2018 - Present

SHINNEMAN WEALTH GROUP

Office #1: 950 Skokie Blvd., Suite 307, Northbrook, IL 60062

RIA

CRD#: 296758

Northbrook, IL

Past

October 26, 2017 - June 28, 2018

MCADAM LLC

RIA

CRD#: 170914

SKOKIE, IL

Past

November 19, 2015 - April 20, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Chicago, IL

Past

October 3, 2014 - October 12, 2015

MCADAM LLC

RIA

CRD#: 170914

CHICAGO, IL

Past

October 3, 2014 - October 9, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Chicago, IL

Past

May 24, 2012 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

CHICAGO, IL

Past

March 12, 2012 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CHICAGO, IL

Past

August 19, 2011 - February 10, 2012

FIFTH THIRD SECURITIES, INC.

CRD#: 628

GARY, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/22/2018)

IAR

Indiana
(6/21/2021)

IAR

Texas
(3/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/25/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SHINNEMAN WEALTH GROUP

SHINNEMAN WEALTH GROUP | SHINNEMAN WEALTH GROUP LLC

CRD#: 296758 / SEC#:

Illinois

Registered Investment Advisory firm - (6/22/2018 Approved)

Indiana

Registered Investment Advisory firm - (6/21/2021 Approved)

Texas

Registered Investment Advisory firm - (2/18/2022 Conditional Restricted)

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Contact information

Main Address

950 Skokie Blvd., Suite 307, Northbrook, IL 60062

Mailing Address

Phone number

(847) 933-9222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	237
AUM (Assets Under Management)	$ 29,979,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles V. Shinneman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Victor Shinneman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCADAM LLC

PURSHE KAPLAN STERLING INVESTMENTS

MCADAM LLC

PURSHE KAPLAN STERLING INVESTMENTS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2012

Series 63

Date: 9/22/2011

SIE

Date: 4/20/2017

Series 6

Date: 7/25/2011

Current Firm

SHINNEMAN WEALTH GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHINNEMAN WEALTH GROUP

TRUST BUT VERIFY

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