Daniel S. Costello
Professional summary
Daniel S Costello is a registered financial advisor currently at TSCHETTER GROUP located in Bellevue, Washington.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 2 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7, Series 99 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel S Costello's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2022 - Present
TSCHETTER GROUP
Office #1: 2155 112th Ave Ne, Bellevue, WA 98004November 23, 2016 - November 6, 2020
EK RILEY INVESTMENTS, LLC
March 6, 2013 - November 6, 2020
EK RILEY INVESTMENTS, LLC
Primary Firm SEC Registration
TSCHETTER GROUP
CRD#: 301548 / SEC#: 801-115160
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/29/2022)
Exams
Series 7TO
Date: 3/15/2022
General Securities Representative ExaminationSeries 99TO
Date: 3/15/2022
Operations Professional ExaminationCurrent Firm
TSCHETTER GROUP
CRD#: 301548 / SEC#: 801-115160
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,330 |
| AUM (Assets Under Management) | $ 2,137,933,323 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 02/19/2025 |
Red Flags
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