Karrie J. Schell

TREMONTE FINANCIAL CONSULTANTS

TRAVERSE CITY, MI 49684

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CRD#: 5948176

Professional summary

Karrie Jean Schell, who also goes by Karrie Jean Pfund, Karrie Schell, is a registered financial advisor currently at TREMONTE FINANCIAL CONSULTANTS located in Traverse City, Michigan.

Karrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Karrie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karrie Jean Pfund | Karrie Schell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Manville & Schell PC., not investment related, Traverse City, MI, CPA Firm, Owner/CPA, Start Date 05/1993, approximately 160 hours per month with 160 hours during securities trading hours. Manage and provide tax filing assistance 2. Mitchell Creek Investment Co. located at 815 Business Park Drive Traverse City, MI 49686. Mitchell Creek Investment Company is a rental real estate holding company, not investment related, that is owned partially by me. The entity has been in existence since 1998 and owns the office that I occupy. My duties related to this entity are managerial which take no more than a few hours each month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karrie Jean Schell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2020 - Present

TREMONTE FINANCIAL CONSULTANTS

Office #1: 1014 6th Street Suite 101, Traverse City, MI 49684

RIA

CRD#: 298562

TRAVERSE CITY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2020

Uniform Investment Adviser Law Examination

Current Firm

TREMONTE FINANCIAL CONSULTANTS

TREMONTE FINANCIAL CONSULTANTS | TREMONTE FINANCIAL CONSULTANTS, LLC

CRD#: 298562 / SEC#: 801-114221

RIA

Registered Investment Advisory firm - (2/19/2019 Terminated)

Florida

Registered Investment Advisory firm - (12/8/2022 Approved)

Michigan

Registered Investment Advisory firm - (2/6/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1014 6th Street Suite 101, Traverse City, MI 49684

Mailing Address

Phone number

(231) 486-6050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	349
AUM (Assets Under Management)	$ 58,132,435

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karrie J. Schell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karrie Jean Schell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREMONTE FINANCIAL CONSULTANTS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2020

Current Firm

TREMONTE FINANCIAL CONSULTANTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TREMONTE FINANCIAL CONSULTANTS

TRUST BUT VERIFY

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