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JC

John Cutich Jr

CRD# 59481·Registered 1973 - 2005
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Cutich JR was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1973 - 2005. John had worked at 5 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

Past

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.Past·CRD# 21304
BD
Baden, PA
March 21, 1988 - October 4, 2005
HACKETT ASSOCIATES, INC.Past·CRD# 2106
BD
Wyomissing, PA
May 6, 1987 - March 8, 1988
MANAGED INVESTMENTS, INC.Past·CRD# 2640
BD
November 12, 1985 - November 26, 1986
FINANCIAL ESTATE PLANNING, INC.Past·CRD# 287
BD
March 7, 1984 - November 21, 1985
GENERAL AMERICAN LIFE INSURANCE COMPANYPast·CRD# 3963
BD
November 1, 1973 - November 21, 1983

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Current Firm

OE
OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

CRD#: 21304 / SEC#: 8-38759
BD
Terminated by SEC on 02/18/2007

Contact Information

Established

Delaware since 01/16/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KATTERSON, RICHARD JOHNPRESIDENT/CEO264922
TOTH, JOHN EDWARD JREXECUTIVE VP/SEC/TREAS/CCO1767355

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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