Eric S. Pathe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Samuel Pathe MR, who also goes by Eric Samuel Pathe, was a registered financial advisor .
Eric is a previously registered financial advisor and started their career in finance in 2011. Eric had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2012 - December 31, 2013
OPVEST WEALTH MANAGEMENT
July 19, 2011 - March 26, 2012
OPVEST WEALTH MANAGEMENT
State Registrations and Notice Filings
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Current Firm
OPVEST WEALTH MANAGEMENT
CRD#: 159335 / SEC#:
Contact information
Red Flags
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