DA
Dane C. Ankeny
THRIVENT INVESTMENT MANAGEMENT
Glenwood, MN 56334
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CRD#: 5947923
DA
Professional summary
Dane Christopher Ankeny is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Glenwood, Minnesota.
Dane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Dane has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MINNEWASKA AREA WRESTLING TEAM POSITION: Assistant Coach NATURE: The wrestling team is a group of coaches and athletes from grades k-12 who practice several nights per week, attend tournaments, and attend events on nights and weekends. The season lasts from November thru March each year. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 25122 State Hwy 28, Glenwood MN 56334, United States DESCRIPTION: As an assistant coach for the team, my duties would include instructing team members on technique, proper fitness during practice, and supporting the team during events. GLENWOOD WATERAMA BOARD POSITION: Vice President NATURE: The Glenwood Waterama board is a non profit group who meets to plan and promote our local town festival, Waterama,which takes place in July of each year. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: PO Box 105, Glenwood MN 56334, United States DESCRIPTION: My duties are to escort town royaly to events around the state and to plan for the activities which will take place at the Glenwood Waterama festival. I also attend board meetings each month. We make no investment decisions and I do not handle any money. BD PROPERTIES OF GLENWOOD POSITION: Co owner NATURE: Corporation being formed to manage proposed purchase of retail office building, with 3 office suites and one rental homecomplex located at 12 6th Ave NW Glenwood, MN 56334 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2018 ADDRESS: 180 4th Ave SE, Glenwood MN 56334, United States DESCRIPTION: Will be Co landlord with Elizabeth Ankeny and will manage the maintenance of this building and collect rental income. GLENWOOD ROTARY BOARD POSITION: Vice President NATURE: Glenwood Rotary is a volunteer organization who puts service above self in communities both locally, nationally and internationally. Rotarians take part in many service projects and charitable events. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2023 ADDRESS: 180 Lakeshore Dr., Glenwood MN 56334, United States DESCRIPTION: As vice president I would assist in planning and attending Rotary club activites and review of the club budget. I would not give any investment advice or handle any cash as a part of my duties for this role. GLENWOOD LUTHERAN CHURCH POSITION: Board of Trustees NATURE: Glenwood Lutheran Church Board of Trustees focuses on reviewing the cashflow/budget of the church and discussing the most appropriate use of these resources for the good of the congregation. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2023 ADDRESS: 206 Minnesota Ave E, Glenwood MN 56334, United States DESCRIPTION: Responsible for approving the over all church budget and making maintenance decisions.
CRS (Client Relationship Summary) - RIA
Click below to view Dane Christopher Ankeny's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dane Christopher Ankeny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 12 6th Ave Nw, Glenwood, MN 56334RIA
BD
CRD#: 18387
Glenwood, MN
Current
August 31, 2011 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 12 6th Ave Nw, Glenwood, MN 56334RIA
BD
CRD#: 18387
Glenwood, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/4/2015)
RR
California(1/9/2015)
RR
Florida(7/6/2018)
RR
Minnesota(10/3/2011)
IAR
Minnesota(12/19/2013)
RR
Montana(7/6/2018)
RR
North Dakota(10/23/2019)
RR
South Dakota(4/5/2012)
RR
Washington(8/26/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
