Mary L. Daly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Lucile Daly, CFP®, who also goes by Mary Lou Daly, Mary Lou Daly, Mary Lou Hampton, Mary Lucile Hampton, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2011. Mary had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
April 5, 2024 - August 20, 2025
DALY FINANCIAL COACHING, LLC
August 14, 2020 - February 23, 2024
BRAGG FINANCIAL ADVISORS INC
September 27, 2011 - September 2, 2020
QUEENS ROAD SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
DALY FINANCIAL COACHING, LLC
CRD#: 330271 / SEC#:
Contact information
Red Flags
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