WE
Wael E. Elkhalafawi
AVANTAX PLANNING PARTNERS
Woodland Hills, CA 91364
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CRD#: 5947787
WE
Professional summary
Wael El Elkhalafawi, who also goes by Wael El Khalafawi, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Woodland Hills, California.
Wael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Wael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wael El Khalafawi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MOSKOWITZ AND COMPANY INC POSITION: Chief Executive Officer NATURE: I own the CPA Firm since 2017, we provide accounting and tax prep services to individuals and businesses.We also provide CFO services and Financial Statements INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/14/2016 ADDRESS: 20501 Ventura Blvd, Suite 322, Woodland Hills CA 91364, United States DESCRIPTION: 1- I prepare tax returns and accounting for business clients2- Hire staff3- Manage day to day activity and supervise staff4- process payroll5- pay bills and collect receivablesI will be using this entity to market my Avantax buisness 2. WAEL EL KHALAFAWI CPA INC POSITION: Chief executive officer NATURE: This entity used to be my accounting and tax entity however it is now inactive INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2015 ADDRESS: 20501 Ventura Blvd, Suite 322, Woodland Hills CA 91364, United States DESCRIPTION: No responsibilities or duties as this is an inactive entity 3. AVANTAX PLANNING PARTNERS INC POSITION: Investment Advisor Representative NATURE: IAR to clients and provide investment and financial planning for clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/27/2022 ADDRESS: 20501 Ventura Blvd, Suite 322, Woodland Hills CA 91364, United States DESCRIPTION: Primiary communication with financial planning, assist clients with investment choices, review investment performance with clients
CRS (Client Relationship Summary) - RIA
Click below to view Wael El Elkhalafawi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2022 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 20501 Ventura Blvd Suite 322, Woodland Hills, CA 91364RIA
CRD#: 106237
Woodland Hills, CA
Past
October 31, 2011 - February 4, 2015
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Irvine, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
