Briggs Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Briggs Long was a registered financial professional .
Briggs is a previously registered financial professional and started their career in finance in 2014. Briggs had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2017 - August 21, 2018
PWP SECURITIES LLC
June 16, 2017 - October 25, 2018
REQUISITE CAPITAL MANAGEMENT LLC
October 27, 2015 - June 23, 2017
UBS FINANCIAL SERVICES INC.
October 27, 2015 - June 23, 2017
UBS FINANCIAL SERVICES INC.
July 7, 2015 - October 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2014 - October 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PWP SECURITIES LLC
CRD#: 171349 / SEC#: , 8-69456
Contact information
Documents
Red Flags
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