Johnny Abram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Abram, who also goes by Johnny Michael Abram, Johnny Michael Apikian, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 2012. Johnny had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2018 - July 22, 2020
BLUEROCK CAPITAL MARKETS LLC
August 12, 2014 - October 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 2012 - July 7, 2014
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
