Joshua C. Lingsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Craig Lingsch was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2011. Joshua had worked at 1 firm and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2011 - November 11, 2013
SIMMONS & COMPANY INTERNATIONAL
State Registrations and Notice Filings
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Exams
Current Firm
SIMMONS & COMPANY INTERNATIONAL
CRD#: 23974 / SEC#: , 8-40848
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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