BS
Benjamin D. Schwartz
MADISON ADVISORY SERVICES
WHITE PLAINS, NY 10604
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CRD#: 5947172
BS
Professional summary
Benjamin David Schwartz is a registered financial advisor currently at MADISON ADVISORY SERVICES, INC. located in White Plains, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in West Harrison, New York.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Benjamin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BENJAMIN SCHWARTZ, 10 New King Street, Suite 104, White Plains NY 10604, United States, 05/01/2015, Agent, 1099, NIR, 1 HR/MO - 1 HR/MO TRADING 2. MADISON ADVISORY SERVICES, INC., 10 New King Street, Suite 104, White Plains NY 10604, United States, 11/01/2016, Owner, RIA Affiliation - other than CIRA, NIR, 100 HR/MO - 100 HR/MO TRADING 3. MADISON PLANNING GROUP, INC., 10 New King Street, Suite 104, White Plains NY 10604, United States, 02/07/2011, Owner, INV REL, 80 HR/MO - 80 HR/MO 4. MADISON FAMILY HOLDINGS LLC, 10 New King Street, Suite 104, White Plains NY 10604, United States, 01/01/2021, Owner, NIR, 1 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin David Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2019 - Present
MADISON ADVISORY SERVICES, INC.
Office #1: 10 New King St Suite 104, White Plains, NY 10604RIA
CRD#: 132386
WHITE PLAINS, NY
Current
July 30, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 10 New King St. Ste. 104, West Harrison, NY 10604BD
CRD#: 39543
West Harrison, NY
Past
August 2, 2021 - July 30, 2025
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
WHITE PLAINS, NY
Past
November 30, 2016 - August 5, 2021
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WHITE PLAINS, NY
Past
November 1, 2016 - August 5, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
WHITE PLAINS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON ADVISORY SERVICES, INC.
MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.
CRD#: 132386 / SEC#: 801-106492
RIA
Registered Investment Advisory firm - (8/10/2015 Approved)Florida
Registered Investment Advisory firm - (10/29/2015 Terminated)New Jersey
Registered Investment Advisory firm - (8/11/2015 Terminated)New York
Registered Investment Advisory firm - (10/29/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New York(7/9/2021)
RR
New York(7/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON ADVISORY SERVICES, INC.
MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.
CRD#: 132386 / SEC#: 801-106492
RIA
Registered Investment Advisory firm - (8/10/2015 Approved)Florida
Registered Investment Advisory firm - (10/29/2015 Terminated)New Jersey
Registered Investment Advisory firm - (8/11/2015 Terminated)New York
Registered Investment Advisory firm - (10/29/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 New King St Suite 104, White Plains, NY 10604
Mailing Address
Phone number
(914) 328-8558
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,210 |
| AUM (Assets Under Management) | $ 428,867,970 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
