Anna Singer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Singer, who also goes by Anna S Ushakova, was a registered financial professional .
Anna is a previously registered financial professional and started their career in finance in 2011. Anna had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - November 11, 2014
MONARCH BAY ADVISORS, LLC
October 9, 2012 - November 5, 2015
BOUSTEAD SECURITIES, LLC
February 13, 2012 - May 16, 2012
EQUITABLE ADVISORS, LLC
November 4, 2011 - May 16, 2012
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MONARCH BAY ADVISORS, LLC
CRD#: 167676 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
