Joshua A. Shropa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Aaron Shropa, who also goes by Josh Shropa, Joshua A Shropa, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2012. Joshua had worked at 4 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2019 - July 7, 2020
HOVDE GROUP, LLC
March 11, 2019 - July 31, 2019
PIPER SANDLER & CO.
May 7, 2014 - March 12, 2019
SANDLER, O'NEILL & PARTNERS, L.P.
October 1, 2012 - May 20, 2014
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/1/2014
Corporate Securities Limited Representative ExaminationCurrent Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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