CP
Cody P. Peck
LIMBER CAPITAL LLC
Fuquay Varina, NC
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CRD#: 5946410
CP
Professional summary
Cody Patrick Peck is a registered financial advisor currently at LIMBER CAPITAL LLC located in Fuquay Varina, North Carolina.
Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Cody has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cody Patrick Peck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2019 - Present
LIMBER CAPITAL LLC
RIA
CRD#: 299315
Fuquay Varina, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(9/6/2022)
IAR
North Carolina(5/19/2021)
Current Firm
LC
LIMBER CAPITAL LLC
LIMBER CAPITAL | LIMBER CAPITAL LLC
CRD#: 299315 / SEC#:
Minnesota
Registered Investment Advisory firm - (9/6/2022 Approved)North Carolina
Registered Investment Advisory firm - (4/5/2021 Approved)Virginia
Registered Investment Advisory firm - (11/19/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Wake Forest, NC
Mailing Address
Phone number
(218) 205-4361
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 10,436,879 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
