Philip H. Josephson

JOSEPHSON, PHILIP

Miami, FL 33133

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CRD#: 5946367

Professional summary

Philip Harold Josephson is a registered financial advisor currently at JOSEPHSON, PHILIP located in Miami, Florida.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Philip has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STERLING BUSINESS LAW A NON-INVESTMENT RELATED ACTIVITY. 2665 S. BAYSHORE DRIVE, MIAMI, FL 33133. STERLING IS A LAW FIRM OF WHICH THE INDIVIDUAL IS PRESIDENT. THIS IS A FULL-TIME POSITION IN WHICH THE INDIVIDUAL IS A LAWYER THAT COUNSELS SMALL BUSINESS CLIENTS IN BUSINESS MATTERS. STERLING BUSINESS STRATEGY. A NON-INVESTMENT RELATED ACTIVITY. 2829 BIRD AVE., STE. 5-300, MIAMI, FL 33133. STERLING BUSINESS STRATEGY IS A STRATEGY CONSULTING FIRM. THE FIRM ALSO PERFORMS BUSINESS VALUATIONS OF PRIVATELY HELD ENTITIES AS A QUALIFIED APPRAISER. THE INDIVIDUAL IS THE PRESIDENT OF STERLING BUSINESS STRATEGY IN WHICH 5-10 HOURS PER MONTH ARE ALLOCATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Harold Josephson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2011 - Present

JOSEPHSON, PHILIP

Office #1: 3250 Grand Avenue Suite 202, Miami, FL 33133

RIA

CRD#: 158185

Miami, FL

Past

November 1, 2011 - December 31, 2016

JOSEPHSON, PHILIP

RIA

CRD#: 158185

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2011

Uniform Investment Adviser Law Examination

Current Firm

JOSEPHSON, PHILIP

CRD#: 158185 / SEC#:

Florida

Registered Investment Advisory firm - (11/1/2011 Approved)

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Contact information

Main Address

3250 Grand Avenue Suite 202, Miami, FL 33133

Mailing Address

3250 Grand Avenue Suite 202, Miami, FL 33133

Phone number

(305) 562-9441

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip H. Josephson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Harold Josephson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPHSON, PHILIP

JOSEPHSON, PHILIP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2011

Current Firm

JOSEPHSON, PHILIP

Contact information

Documents

Red Flags

Company Information

JOSEPHSON, PHILIP

TRUST BUT VERIFY

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