RB
Ronald H. Bruton
TRUTORO
Little Rock, AR 72211
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CRD#: 5945788
RB
Professional summary
Ronald Herbert Bruton, who also goes by Ron H Bruton, is a registered financial advisor currently at TRUTORO located in Little Rock, Arkansas.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron H Bruton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AGENT WITH MCGHEE INSURANCE AGENCY IN LITTLE ROCK, ARKANSAS, 2/1/2015, OFFERING PROPERTY, CASUALTY, AND COMMERCIAL INSURANCE SALES. 80 HOURS/MONTH; ESTIMATED INCOME: $30k
2. RASBERRY PRODUCERS GROUP (FMO); IND. CONTRACTOR- SALE OF FIXED AND INDEX ANNUITIES; 40 HOURS/MONTH; ESTIMATED INCOME: $20k
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Herbert Bruton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Herbert Bruton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2019 - Present
TRUTORO
Office #1: 1429 Merrill Dr, Little Rock, AR 72211Office #2: 1429 Merrill Dr, Little Rock, AR 72211RIA
BD
CRD#: 169291
Little Rock, AR
Current
December 5, 2019 - Present
TRUTORO
Office #1: 1429 Merrill Dr, Little Rock, AR 72211RIA
BD
CRD#: 169291
Little Rock, AR
Past
September 27, 2017 - December 31, 2017
CREATIVEONE SECURITIES, LLC
BD
CRD#: 152974
Benton, AR
Past
September 11, 2017 - December 31, 2017
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
Benton, AR
Past
August 20, 2013 - September 29, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
LITTLE ROCK, AR
Past
July 2, 2013 - September 29, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
LITTLE ROCK, AR
Past
January 16, 2013 - June 19, 2013
WFG ADVISORS, LP
RIA
CRD#: 125073
LITTLE ROCK, AR
Past
April 4, 2012 - December 14, 2012
HORACE MANN INVESTORS, INC.
BD
CRD#: 11643
BRYANT, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(12/5/2019)
RR
Arkansas(12/11/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRUTORO
BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP
CRD#: 169291 / SEC#: 801-120986, 8-69363
RIA
Registered Investment Advisory firm - SEC (4/28/2021 Approved)Arkansas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)Georgia
Registered Investment Advisory firm - SEC (5/10/2021 Terminated)Montana
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)South Dakota
Registered Investment Advisory firm - SEC (2/1/2019 Terminated)Texas
Registered Investment Advisory firm - SEC (4/30/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2201 Washington Ave Suite 2, Conway, AR 72032
Mailing Address
2201 Washington Ave Ste 2, Conway, AR 72032
Phone number
(501) 358-6131
Established
Arkansas since 09/05/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
SEC notice filing (7 States and Territories)
FINRA licenses (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,172 |
| AUM (Assets Under Management) | $ 130,734,559 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUTORO
CRD#: 169291Little Rock, AR 72211TRUST BUT VERIFY
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