Jacob Lerman
Professional summary
Jacob Lerman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jacob is a previously registered financial advisor and started their career in finance in 2012. Prior to being barred, Jacob had worked at 3 firms, which includes GIRARD INVESTMENT SERVICES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MORGAN STANLEY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2014 - September 17, 2014
GIRARD INVESTMENT SERVICES, LLC
June 6, 2014 - September 17, 2014
GIRARD INVESTMENT SERVICES, LLC
October 25, 2013 - June 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2013 - June 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2012 - July 17, 2013
MORGAN STANLEY
September 17, 2012 - July 17, 2013
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GIRARD INVESTMENT SERVICES, LLC
CRD#: 1834 / SEC#: 801-61159, 8-14145
Contact information
FINRA licenses (15 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNIVEST BANK AND TRUST CO. | HOLDING COMPANY | |
| COLON, LISA MARIE | PRINCIPAL OPERATIONS OFFICER | 2392261 |
| GEIBEL, DAVID WARREN | PRESIDENT | 2645082 |
| HELLINGS, THOMAS EDWIN | SVP, CHIEF COMPLIANCE OFFICER | 2128581 |
| JOHNSON, DARREN GLEN | VP, FINANCIAL OFFICER | 4102844 |
| VANSANT, WILLIAM FRANCIS III | SVP, MANAGING DIRECTOR | 4511525 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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