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SD

Scott A. Dunn

INVST
Sherman Oaks, CA
Some features on this profile are disabled
CRD#: 5945504
SD

Professional summary

Scott A Dunn is a registered financial advisor currently at INVST, LLC located in Sherman Oaks, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Scott has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott A Dunn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2024 - Present

INVST, LLC

RIA
CRD#: 282863
Sherman Oaks, CA
Past

March 25, 2013 - November 27, 2024

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
Oklahoma City, OK
Past

February 10, 2012 - November 27, 2024

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
Oklahoma City, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IL
INVST, LLC
INVST | TOMORO | LEVINE FINANCIAL GROUP | KNIGHT FAMILY WEALTH | KILTER GROUP | JB CONSULTING, LLC | JARRED BUNCH CONSULTING, LLC | INVST, LLC

CRD#: 282863 / SEC#: 801-107265

RIA
Registered Investment Advisory firm - (2/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/4/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/18/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/9/2012
General Securities Representative Examination

Current Firm

IL
INVST, LLC
INVST | TOMORO | LEVINE FINANCIAL GROUP | KNIGHT FAMILY WEALTH | KILTER GROUP | JB CONSULTING, LLC | JARRED BUNCH CONSULTING, LLC | INVST, LLC

CRD#: 282863 / SEC#: 801-107265

RIA
Registered Investment Advisory firm - (2/16/2016 Approved)
PREMIUM
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Contact information

Main Address
3625 E 96th St, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 202-1891
Established
Firm type
Fiscal year end
# of Employees
65

SEC notice filing (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE INVST LLC (12/26/2025)
ADV PART 2A BROCHURE INVST LLC (6/11/2025)
ADV PART 2A FOR LEVINE FINANCIAL GROUP (6/11/2025)
ADV PART 2A FOR TOMORO (6/11/2025)

Regulatory assets under management

Total Number of Accounts6,777
AUM (Assets Under Management)$ 1,786,624,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVST, LLC

CRD#: 282863Sherman Oaks, CA

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