Kaitilin Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kaitilin Newman, who also goes by Kaitilin Siobhan Newman, Kaitilin Newman, Kaitilin Williams, was a registered financial professional .
Kaitilin is a previously registered financial professional and started their career in finance in 2017. Kaitilin had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2021 - July 1, 2024
THRIVENT ADVISOR NETWORK, LLC
October 16, 2020 - April 23, 2021
CHARLES SCHWAB & CO., INC.
October 16, 2020 - April 23, 2021
CHARLES SCHWAB & CO., INC.
February 7, 2019 - September 28, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
August 14, 2017 - September 28, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
