AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BJ

Brant C. Jones

THOMPSON DAVIS & CO.
Richmond, VA 23235
Some features on this profile are disabled
CRD#: 5945363
BJ

Professional summary

Brant Christopher Jones, CFP®, who also goes by Brant C Jones, is a registered financial advisor currently at THOMPSON DAVIS & CO., INC. located in Richmond, Virginia.

Brant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brant has worked at 2 firms and has passed the Series 66, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brant C Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brant Christopher Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brant Christopher Jones's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 19, 2013 - Present

THOMPSON DAVIS & CO., INC.

Office #1: 9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235
RIA
BD
CRD#: 41353
Richmond, VA
Current

August 19, 2013 - Present

THOMPSON DAVIS & CO., INC.

Office #1: 9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235
RIA
BD
CRD#: 41353
Richmond, VA
Past

February 5, 2013 - August 12, 2013

DAVENPORT & COMPANY LLC

RIA
CRD#: 1588
RICHMOND, VA
Past

September 5, 2012 - August 12, 2013

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TD
THOMPSON DAVIS & CO., INC.
BLOOMBERG SECURITIES, INC. | ZERMATT WEALTH PARTNERS | THOMPSON DAVIS PRIVATE WEALTH MANAGEMENT | THOMPSON DAVIS ASSET MANAGEMENT | THOMPSON DAVIS & CO., INC. | NET SECURITIES CORP.

CRD#: 41353 / SEC#: 801-120472, 8-49386

RIA
Registered Investment Advisory firm - SEC (3/5/2021 Approved)
Florida
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/21/2021 Terminated)
Texas
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
Virginia
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/9/2022)
RR
California
(5/20/2024)
RR
District of Columbia
(5/16/2024)
RR
Florida
(1/31/2019)
RR
Georgia
(2/7/2024)
RR
New Jersey
(3/31/2023)
RR
New York
(5/16/2024)
RR
North Carolina
(4/2/2019)
IAR
North Carolina
(12/15/2020)
RR
South Carolina
(3/31/2023)
RR
Tennessee
(4/22/2025)
RR
Texas
(12/15/2020)
RR
Virginia
(8/19/2013)
IAR
Virginia
(8/19/2013)
RR
Wyoming
(3/31/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/8/2021
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/23/2013
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/4/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/14/2021
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/24/2015
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/20/2014
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TD
THOMPSON DAVIS & CO., INC.
BLOOMBERG SECURITIES, INC. | ZERMATT WEALTH PARTNERS | THOMPSON DAVIS PRIVATE WEALTH MANAGEMENT | THOMPSON DAVIS ASSET MANAGEMENT | THOMPSON DAVIS & CO., INC. | NET SECURITIES CORP.

CRD#: 41353 / SEC#: 801-120472, 8-49386

RIA
Registered Investment Advisory firm - SEC (3/5/2021 Approved)
Florida
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/21/2021 Terminated)
Texas
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
Virginia
Registered Investment Advisory firm - SEC (6/17/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235
Mailing Address
9030 Stony Point Pkwy, Ste 100, Richmond, VA 23235
Phone number
(804) 644-6380
Established
New York since 08/24/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

THOMPSON DAVIS ASSET MANAGEMENT - SEVEN HILLS (3/28/2025)
THOMPSON DAVIS ASSET MANAGEMENT - SMA (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
DAVIS, WILLIAM DALE JRCEO2056775
THALHIMER, ADAM ROBERTDIRECTOR OF RESEARCH4472072
THOMPSON, EDWARD HUNTER JRCHAIRMAN445674
ALTIZER, JUNE ELAINECFO/FINOP/PFO/POO2114981
DANIEL, MATTHEW HENRYSR. VICE PRESIDENT4258203
WALZ, PEGGY MYERSCCO2996925
JONES, BRANT CHRISTOPHERINVESTMENT ADVISOR5945363

Regulatory assets under management

Total Number of Accounts300
AUM (Assets Under Management)$ 206,863,938

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THOMPSON DAVIS & CO., INC.

CRD#: 41353Richmond, VA 23235

TRUST BUT VERIFY

Monitor Brant Jones

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Karen Anne Jones
Karen JonesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Richmond, VA
JM
Joseph McveyAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Powhatan, VA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.