Douglas J. Richardson
Professional summary
Douglas James Richardson, CFP®, who also goes by Douglas Richardson, Douglas James Richardson Cfp, is a registered financial advisor currently at FAIR OAKS FINANCIAL LLC located in Fair Oaks Ranch, Texas.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Douglas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas James Richardson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
January 15, 2021 - Present
FAIR OAKS FINANCIAL LLC
June 6, 2016 - July 17, 2020
PAX FINANCIAL GROUP
November 13, 2013 - September 14, 2016
ADVISOR RESOURCE COUNCIL
February 23, 2012 - October 28, 2015
LPL FINANCIAL LLC
January 6, 2012 - July 17, 2017
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/15/2021)
Exams
Current Firm
FAIR OAKS FINANCIAL LLC
CRD#: 311765 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 21,000,000 |
Red Flags
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