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Korey Bauer

CRD# 5944969·Registered 2013 - 2022
Previously Registered: Being a previously registered professional could mean that Korey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Korey Bauer, who also goes by Korey Matthew Bauer, was a registered financial advisor. Korey was a previously registered financial professional and started their career in finance 2013 - 2022. Korey had worked at 3 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Korey Matthew Bauer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

FOOTHILL CAPITAL MANAGEMENT, LLC·CRD# 298910
RIA
Hazlet, NJ
December 20, 2018 - August 1, 2022
BAUER CAPITAL MANAGEMENT, LLC.·CRD# 172008
RIA
Hazlet, NJ
November 20, 2015 - January 9, 2019
CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC·CRD# 107865
RIA
Hazlet, NJ
November 20, 2013 - February 17, 2015

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Current Firm

FC
FOOTHILL CAPITAL MANAGEMENT, LLC

FOOTHILL CAPITAL MANAGEMENT, LLC

CRD#: 298910 / SEC#: 801-114195

Contact Information

Main Address

740 River Road Suite 208, Fair Haven, NJ 07704

Phone Number

(800) 446-1179

# of Employees

8

Documents

Latest Form ADV

Part 2 Brochures

FOOTHILL CAPITAL MANAGEMENT FORM ADV PART 2A (3/30/2022)

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$4,218,589

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2013About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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