Erin M. Hay

MONUMENT WEALTH MANAGEMENT

AUSTIN, TX

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CRD#: 5944873

Professional summary

Erin Michael Hay is a registered financial advisor currently at MONUMENT WEALTH MANAGEMENT located in Austin, Texas.

Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Erin has worked at 3 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Michael Hay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2019 - Present

MONUMENT WEALTH MANAGEMENT

Office #2: 1940 Duke Street Suite 6100, Alexandria, VA 22314

RIA

CRD#: 159882

AUSTIN, TX

Past

April 19, 2016 - July 1, 2019

COMPASS POINT RESEARCH & TRADING, LLC

CRD#: 126258

WASHINGTON, DC

Past

August 30, 2011 - November 11, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONUMENT WEALTH MANAGEMENT

MONUMENT ADVISORY GROUP, LLC | MONUMENT WEALTH MANAGEMENT, LLC | MONUMENT WEALTH MANAGEMENT | MONUMENT CAPITAL MANAGEMENT, LLC

CRD#: 159882 / SEC#: 801-76802

RIA

Registered Investment Advisory firm - (6/15/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/19/2021)

IAR

Virginia
(12/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 3/31/2017

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 12/15/2016

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/29/2011

General Securities Representative Examination

Current Firm

MONUMENT WEALTH MANAGEMENT

MONUMENT ADVISORY GROUP, LLC | MONUMENT WEALTH MANAGEMENT, LLC | MONUMENT WEALTH MANAGEMENT | MONUMENT CAPITAL MANAGEMENT, LLC

CRD#: 159882 / SEC#: 801-76802

RIA

Registered Investment Advisory firm - (6/15/2012 Approved)

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Contact information

Main Address

1940 Duke Street Suite 6100, Alexandria, VA 22314

Mailing Address

Phone number

(703) 504-9600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	842
AUM (Assets Under Management)	$ 465,089,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erin M. Hay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Michael Hay's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS POINT RESEARCH & TRADING, LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

MONUMENT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/2011

SIE

Date: 10/1/2018

Series 86

Date: 3/31/2017

Series 87

Date: 12/15/2016

Series 7

Date: 8/29/2011

Current Firm

MONUMENT WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONUMENT WEALTH MANAGEMENT

TRUST BUT VERIFY

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