BF
Brendan R. Fenno
9I CAPITAL GROUP LLC
Fort Worth, TX
Some features on this profile are disabled
CRD#: 5944762
BF
Professional summary
Brendan Ray Fenno is a registered financial advisor currently at 9I CAPITAL GROUP LLC located in Fort Worth, Texas.
Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brendan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Outside Related Carriers
Occassionally if Guardian is not the right fit for clients, will consider using outside carriers
Start: 08/04/2014
Address: 3100 West 7th Street, Suite 350; Fort Worth, TX, 76107
4 bus hrs per month
Investment related
2. Band Activity
Musician and am often compensated for time.
Start: 08/04/2014
Address: 805 Edgefield Road, Fort Worth TX 76107
12 bus hrs per month
Not investment related
3. Big Brothers Big Sisters
Membership on the Board of Big Brothers Big Sisters of Tarrant County. Commitees - Membership, Events, Media.
Start: 01/23/2017
Address: 6040 Camp Bowie Blvd # 14, Fort Worth, TX 76116
Hrs per month - Tot/Bus: 3/1
Not investment related
4. Neighborhood Association Participation-Elected Vice President of Neighborhood Association.
Responsibilities include, placing event signs throughout the neighborhood, periodic board meetings, and engaging with civic organizations and the city.
Start: 02/06/2017
Address: N/A
2 non bus hrs per month
Not investment related
5. Appointment with Crump Insurance Services
Appointment with Crump Insurance
Start: 03/22/2019
Address: 3100 West 7th Street, Suite 350 Fort Worth TX 76107
5 hours per month; 5 during securities trading hours
Investment related
6. Appointment with Outside Carrier
Appointed with Ohio National
Start: 04/11/2019
Address: 3100 West 7th St.
Suite 350; Fort Worth, TX, 76107
8 bus hrs per month
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Ray Fenno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
9I CAPITAL GROUP LLC
RIA
CRD#: 323057
Fort Worth, TX
Past
April 4, 2023 - July 7, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
FORT WORTH, TX
Past
April 27, 2012 - July 7, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
FORT WORTH, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
9C
9I CAPITAL GROUP LLC
9I CAPITAL GROUP LLC
CRD#: 323057 / SEC#:
Texas
Registered Investment Advisory firm - (1/30/2023 Approved)Washington
Registered Investment Advisory firm - (3/27/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Fort Worth, TX
Mailing Address
Phone number
(817) 658-9625
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 40,315,474 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
