Priyangi J. Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Priyangi J Patel, who also goes by Priya Patel, Priyangi J Patel, Priyangi Patel, was a registered financial professional .
Priyangi is a previously registered financial professional and started their career in finance in 2011. Priyangi had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2015 - August 9, 2017
TOEWS ASSET MANAGEMENT
June 22, 2015 - August 20, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC
October 9, 2013 - February 19, 2014
SANTANDER SECURITIES LLC
November 29, 2012 - August 23, 2013
CURIAN CLEARING, LLC
October 10, 2011 - November 14, 2012
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TOEWS ASSET MANAGEMENT
CRD#: 106304 / SEC#: 801-47765
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOEWS ASSET MANAGEMENT
CRD#: 106304 / SEC#: 801-47765
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 945,114,686 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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